CAFII EOC Meeting – January 17, 2023 – CAFII Members

CAFII EOC Meeting – January 17, 2023

CAFII EOC Meeting – January 17, 2023 Download

Meeting Agenda

0 CAFII EOC Agenda, January 17, 2023 Download

Meeting Partials

2(a) CAFII Consultations & Submissions Timetable As At January13, 2023

2(b) November30, 2022 CAFII Submission To CCIR On Draft 2023-2026 Strategic Plan

2(d) Regulator and Policy Maker Visit Plan Recap, November22, 2022 to January13, 2023

2(e) Summary of Board and EOC Action Items

2(f) Board Approved Schedule of CAFII 2023 Meetings and Events

3(b) Board Approved CAFII 2023 Operating Budget

4(a) Recently Completed & Imminent CAFII Regulatory Submissions As At January13, 2023

4(a)(i)(1) AMF Second Consultation On Updated Complaint Processing Regulation

4(a)(i)(2) 2022 Dec 08 rtraitement plaintes secteur financier consen

4(a)(i)(3) 2022 Dec 08 traitement plaintes secteur financier avis cons en

4(a)(i)(4) 2021 Sept 09 regltraitement plaintes differends cons en

4(a)(i)(5) CAFII Response Submission To AMF On Draft Regulation On Complaints Handling And Dispute Resolution Dec 22021

4(a)(ii)(1) CAFII Analysis Updated Sound Commercial Practices Guideline December 2022

4(a)(ii)(2) Sound Commercial Practices Guideline Document Compare Oct 21 and Dec 22

4(a)(ii)(3) 2021 Oct 21 LD pratiques commerciales cons en

4(a)(ii)(4) Ligne directrice saines pratiques commerciales an 2022

4(a)(ii)(5) Responses Autorite Public consultation SCP Guideline 2022

4(a)(ii)(6 CAFII Response Submission To AMF On Updated Sound Commercial Practices Guideline Final January 28, 2022

4(a)(ii)(7) CAFII Response Submission To AMF On Updated Sound Commercial Practices Guideline – Francais 28 Janvier, 2022 Finale

4(a)(iii) FCNB December13, 14, 2022 Publication of Notices To Industry

4(a)(iv) BCFSA Interim Update On Plans to Proceed On Proposed Insurer Code Of Market Conduct

4(a)(v) BC Ministry of Finance Next Steps for Development of BCRIA Regime

4(a)(vi)(1) 2021 Annual Statement on Market Conduct – Public Report, en

4(a)(vi)(2) 2021 Annual Statement on Market Conduct – Public Report, fr

4(c)(i) Results Of Informal CAFII Member Survey Re Consumer Resiliency Benefits Of CPI

5(a) Insights Gained and Next Steps Arising from CAFII Board Chair Peter Thompsons Dialogue with AMF Superintendent Eric Jacob

5(b) Insights Gained from CAFII December14, 2022 Virtual Meeting with Nathalie Sirois, AMF

5(c) Planned Timing of and Approach to CAFIII Western Canada &Atlantic Canada Regulator Tours In 2023

6(a) Proposed Terms of Reference for New CAFII Quebec, AMF Committee

6(b) Draft Minutes of December6, 2022 CAFII Board Meeting

6(c) EOC Minutes, November 24, 2022, Final

6(d) CAFII Initiation Membership Application Form Received From Chubb Life Insurance Company of Canada

7(a)(1) Board Appointment of Valerie Gillisas New Director from TD Insurance

7(a)(2) Board Appointment of Valerie Gillisas New CAFII Director from TD Insurance

7(b) Written Acknowledgement Received From CCIR Chair Robert Bradley

7(c) Critical Path With KPMGF or CAFII 2022 Audited Financial Statements

7(d)(1) Determination That OBSI Consultation Is Out of Scope

7(d)(2) Determination That OBSI Consultation Is Out of Scope

7(d)(3) Determination That OBSI Consultation Is Out of Scope

7(e)(1) CCIR Consultation on Annual Statement on Market Conduct

7(e)(2) CCIR Consultation on Annual Statement on Market Conduct Forms (2023 Data)

7(e)(3) CCIR Consultation on Annual Statement on Market Conduct Forms (2023 Data)